-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ad1UY8h1plvumfrv0LzfxZLdxhKHpukFgzzuTgGMolk6gniD5B4L2MZ05WDpJ7hC tlEZBiDQ06zaYBs4z7z4pg== 0000916641-98-000185.txt : 19980304 0000916641-98-000185.hdr.sgml : 19980304 ACCESSION NUMBER: 0000916641-98-000185 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980302 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL AUTOMOTIVE REIT CENTRAL INDEX KEY: 0001049316 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 541870224 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53681 FILM NUMBER: 98555155 BUSINESS ADDRESS: STREET 1: 1925 LYNN STREET STREET 2: STE 306 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7034691288 MAIL ADDRESS: STREET 1: 1925 LYNN STREET CITY: ARLINGTON STATE: VA ZIP: 22209 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC CENTRAL INDEX KEY: 0001048750 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 541870350 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1001 19TH STREET N. CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7033129744 SC 13G 1 FRIEDMAN, BILLINGS/CAPITAL AUTO. REIT SC13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CAPITAL AUTOMOTIVE REIT (Name of Issuer) COMMON SHARES OF BENEFICIAL INTEREST (Title of Class of Securities) 139733-10-9 (CUSIP Number) Check the following box if a fee is being paid with this statement: [ ]. - ------------------------------------------------------- --------------------------------------- CUSIP NO. 139733-10-9 13G Page 2 of 9 Pages - ------------------------------------------------------- --------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Friedman, Billings, Ramsey Group, Inc. - ---------- ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Virginia - ---------- ------------------------------------------------------------------------------------------------------------------- - -------------------------- --------- ----------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 3,069,909 SHARES --------- ----------------------------------------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY --------- ----------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 3,069,909 --------- ----------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON WITH -0- - -------------------------- --------- ----------------------------------------------------------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,069,909 - ---------- ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------- ------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.3% - ---------- ------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC - ---------- ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------------------------------- --------------------------------------- CUSIP NO. 139733-10-9 13G Page 3 of 9 Pages - ------------------------------------------------------- --------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Friedman, Billings, Ramsey Group, Inc. Voting Trust - ---------- ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Virginia - ---------- ------------------------------------------------------------------------------------------------------------------- - -------------------------- --------- ----------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 3,069,909 SHARES --------- ----------------------------------------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY --------- ----------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 3,069,909 --------- ----------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON WITH -0- - -------------------------- --------- ----------------------------------------------------------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,069,909 - ---------- ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------- ------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.3% - ---------- ------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ---------- ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------------------------------- --------------------------------------- CUSIP NO. 139733-10-9 13G Page 4 of 9 Pages - ------------------------------------------------------- --------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Eric F. Billings - ---------- ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------- ------------------------------------------------------------------------------------------------------------------- - -------------------------- --------- ----------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER -0- SHARES --------- ----------------------------------------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 3,069,909 OWNED BY --------- ----------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- --------- ----------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON WITH 3,069,909 - -------------------------- --------- ----------------------------------------------------------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,069,909 - ---------- ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------- ------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.3% - ---------- ------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ---------- ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------------------------------- --------------------------------------- CUSIP NO. 139733-10-9 13G Page 5 of 9 Pages - ------------------------------------------------------- --------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Emanuel J. Friedman - ---------- ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------- ------------------------------------------------------------------------------------------------------------------- - -------------------------- --------- ----------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER -0- SHARES --------- ----------------------------------------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 3,069,909 OWNED BY --------- ----------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- --------- ----------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON WITH 3,069,909 - -------------------------- --------- ----------------------------------------------------------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,069,909 - ---------- ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES [ ] CERTAIN SHARES* - ---------- ------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.3% - ---------- ------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ---------- ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------------------------------- --------------------------------------- CUSIP NO. 139733-10-9 13G Page 6 of 9 Pages - ------------------------------------------------------- --------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS W. Russell Ramsey - ---------- ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------- ------------------------------------------------------------------------------------------------------------------- - -------------------------- --------- ----------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER -0- SHARES --------- ----------------------------------------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 3,069,909 OWNED BY --------- ----------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- --------- ----------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON WITH 3,069,909 - -------------------------- --------- ----------------------------------------------------------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,069,909 - ---------- ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------- ------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.3% - ---------- ------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ---------- ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a) Name of Issuer: CAPITAL AUTOMOTIVE REIT Item 1(b) Address of Issuer's Principal Executive Offices: 1925 North Lynn Street, Suite 306, Arlington, Virginia 22209 Item 2(a) Name of Persons Filing: Friedman, Billings, Ramsey Group, Inc. Item 2(b) Address of Principal Business Office or, if None, Residence: 1001 19th Street North, Arlington, Virginia 22209-1710 Item 2(c) Citizenship: Virginia Item 2(d) Title of Class of Securities: Common Shares of Beneficial Interest Item 2(e) CUSIP Number: 585165103 Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: [ ] Broker or Dealer registered under Section 15 of the Act [ ] Bank as defined in section 3(a)(6) of the Act [ ] Insurance Company as defined in section 3(a)(19) of the Act [ ] Investment Company registered under section 8 of the Investment Company Act [ ] Investment Advisor registered under section 203 of the Investment Advisers Act [ ] Employee Benefit Plan, Pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment fund; see sec. 240.13d-1(b)(i)(ii)(F) (Note: See Item 7) [X] Parent Holding Company, in accordance with sec.240.13d-1(b)(1)(ii)(G). (Note: See Item 7) [ ] Group, in accordance with Sec.240.13d-1(b)(1)(ii)(H) Item 4 Ownership: (a) Amount Beneficially Owned: 3,069,909 (b) Percent of Class: 13.3% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote - 3,069,909 ------------------ shared power to vote or to direct the vote - 0 ------- sole power to dispose of or to direct the disposition of - 3,069,909 shared power to dispose of or to direct the disposition of - 0 Item 5 Ownership of Five Percent or Less of a Class: Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: FBR Asset Investment Corporation, a Virginia corporation, managed by Friedman, Billings, Ramsey Investment Management, Inc. Item 7 Identification and Classification of the Subsidiaries Which Acquired the Security Being Reported on by the Parent Holding Company: Friedman, Billings, Ramsey Investment Management, Inc. 3(e) Friedman, Billings, Ramsey & Co., Inc. 3(a) Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By Signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: March 2, 1998 FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. By: /s/ Emanuel J. Friedman Emanuel J. Friedman Chairman and Chief Executive Officer Dated: March 2, 1998 FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. VOTING TRUST By: /s/ Eric F. Billings Eric F. Billings Trustee By: /s/ Emanuel J. Friedman Emanuel J. Friedman Trustee By: /s/ W. Russell Ramsey W. Russell Ramsey Trustee Dated: March 2, 1998 By: /s/ Eric F. Billings Eric F. Billings Dated: March 2, 1998 By: /s/ Emanuel J. Friedman Emanuel J. Friedman Dated: March 2, 1998 By: /s/ W. Russell Ramsey W. Russell Ramsey
EX-99 2 EXHIBIT 99 EXHIBIT 1 JOINT FILING AGREEMENT AMONG FRIEDMAN, BILLINGS, RAMSEY GROUP, INC.; FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. VOTING TRUST; ERIC F. BILLINGS; EMANUEL J. FRIEDMAN AND W. RUSSELL RAMSEY WHEREAS, in accordance with Rule 13d-1(f) under the Securities and Exchange Act of 1934 (the "Act"), only one joint statement and any amendments thereto need to be filed whenever one or more persons are required to file such a statement or any amendments thereto pursuant to Section 13(d) of the Act with respect to the same securities, provided that said persons agree in writing that such statement or amendments thereto are filed on behalf to each of them: NOW, THEREFORE, the parties hereto agree as follows: FRIEDMAN, BILLINGS, RAMSEY GROUP, INC.; FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. VOTING TRUST; ERIC F. BILLINGS; EMANUEL J. FRIEDMAN AND W. RUSSELL RAMSEY hereby agree, in accordance with 13d-1(f) under the Act, to file a statement on Schedule 13G relating to their ownership of Common Stock of the Issuer and do hereby further agree that said statement shall be filed on behalf of each of them. Dated: March 2, 1998 FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. By: /s/ Emanuel J. Friedman Emanuel J. Friedman Chairman and Chief Executive Officer Dated: March 2, 1998 FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. VOTING TRUST By: /s/ Eric F. Billings Eric F. Billings Trustee By: /s/ Emanuel J. Friedman Emanuel J. Friedman Trustee By: /s/ W. Russell Ramsey W. Russell Ramsey Trustee Dated: March 2, 1998 By: /s/ Eric F. Billings Eric F. Billings Dated: March 2, 1998 By: /s/ Emanuel J. Friedman Emanuel J. Friedman Dated: March 2, 1998 By: /s/ W. Russell Ramsey W. Russell Ramsey
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